Ujjval Investments

We are in the business of investing in excellent businesses

Ujjval Investments, LLC does not rent, sell, pledge, loan, or otherwise give your personal or financial information to anyone except service providers that Ujjval Investments, LLC may employ to provide us in managing your account. Prior to providing and to the extent that we provide your personal information to these service providers, we will ensure that they maintain a policy of not sharing your personal financial information to outside parties.

Though we attempt to protect your personal and financial information to the maximum extent possible, we will provide any such information if requested by a court order and in accordance with applicable rules and regulations.

In connection with providing clients with investment management services, we may obtain information about them from the following sources: (i) client agreements, profiles, and other information that clients provide to us, whether in writing, in person, by telephone, electronically or by any other means (which information may include a client's name, address, phone number, e-mail address, social security number, employment information, income, investment experience, and credit references; (ii) personal tax returns provided by the client; (iii) transactions on a client's behalf  (which information may include the client's account balances, positions, investment interests and history); and (iv) public sources.

We only disclose non-public client information to non affiliated third parties without prior client consent when we believe it necessary for the conduct of our business or as required or permitted by law, such as: (i) if you request or authorize the disclosure of the information; (ii) to provide client account services or account maintenance; (iii) to respond to a subpoena or court order, judicial process, law enforcement or regulatory authorities; (iv) to perform services for Ujjval Investments, LLC or on its behalf to develop or maintain proprietary trading or other software; (v) in connection with a proposed or actual sale, merger, or transfer of all or a portion of our business or an operating unit; and, (vi) to help us prevent fraud.

We do not make any disclosure of client non-public personal information to other companies who may want to sell their products or services to you. For example, we do not sell client lists and we will not sell client names to catalog companies. This practice is applicable even for prior clients as well as potential clients that company has interacted with.